Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (3 Mar 2020 to 7 Apr 2021)
    • [FCA CF] Functions requiring qualifications (3 Mar 2020 to 7 Apr 2021)
    • CF30 Customer (5 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (7 Oct 2008 to 17 Oct 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.