Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (3 Mar 2020 to 7 Apr 2021)
- [FCA CF] Functions requiring qualifications (3 Mar 2020 to 7 Apr 2021)
- CF30 Customer (5 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (7 Oct 2008 to 17 Oct 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.