Alan Murray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Nov 2020)
- CF30 Customer (30 Dec 2009 to 7 Nov 2020)
AFL Financial Planning Services Limited (no longer approved here)
FRN 516642
- (5)Employed By (22 Jan 2010 to 7 Nov 2020)
AFL Financial Planning (no longer approved here)
FRN 206507
- (6)Employed By (18 Mar 2004 to 7 Nov 2020)
Marr Financial Services (no longer approved here)
FRN 200302
- (2)Employed By (20 Jun 2001 to 14 Jan 2003)

Updates to this individual's record on the FCA register.

11 hours ago
controlled function removed: Employed By at AFL Financial Planning Services Limited
11 hours ago
controlled function added: (5)Employed By at AFL Financial Planning Services Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.