Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KCM Wealth Management Ltd
FRN 610015
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 19 Jan 2021)
- [FCA CF] Functions requiring qualifications (since 19 Jan 2021)
- SMF3 Executive Director (15 Apr 2020 to 14 May 2024)
- CF30 Customer (27 Mar 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.