Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BB SECURITIES LIMITED (no longer approved here)

    FRN 170479

    • CF30 Customer (30 Jun 2008 to 8 Jun 2009)
    • CF21 Investment Adviser (18 Sep 2003 to 29 Dec 2006)
    • CF26 Customer Trading (18 Sep 2003 to 29 Dec 2006)
    • CF27 Investment Management (18 Sep 2003 to 29 Dec 2006)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 28 Nov 2007)
    • CF21 Investment Adviser (23 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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