Alan McCormick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Conning Asset Management Limited (no longer approved here)

    FRN 189316

    • CF10 Compliance Oversight (9 Aug 2012 to 19 Dec 2012)
    • CF3 Chief Executive (12 Nov 2009 to 13 Dec 2012)
    • CF28 Systems and controls (1 Nov 2007 to 31 Jan 2014)
    • CF29 Significant management (1 Nov 2007 to 31 Jan 2014)
    • CF1 Director (6 Jun 2007 to 31 Jan 2014)
    • CF19 Significant Mgt (Financial Resources) (6 Apr 2004 to 31 Oct 2007)
    • CF14 Risk Assessment (6 Apr 2004 to 31 Oct 2007)
    • CF13 Finance (6 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.