Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Financial Limited
FRN 497604
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 5 Aug 2010)
- CF1 Director (AR) (since 5 Aug 2010)
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Decillion Financial Planning Ltd
FRN 209142
- (1)Employed By (since 5 Aug 2010)
- (3)Employed By (9 Jan 2002 to 27 Jul 2010)
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- CF30 Customer (1 Nov 2007 to 27 Jul 2010)
- CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
- CF1 Director (AR) (6 Mar 2006 to 27 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Decillion Financial Planning Ltd
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controlled function added: (3)Employed By at Decillion Financial Planning Ltd
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controlled function added: (1)Employed By at Decillion Financial Planning Ltd