Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 30 Sep 2025)
    • SMF7 Group Entity Senior Manager (1 Oct 2024 to 30 Sep 2025)
    • SMF7 Group Entity Senior Manager (since 12 Sep 2025)
    • SMF10 Chair of the Risk Committee (since 1 Nov 2022)
    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2022 to 1 Nov 2022)
  • The Mortgage Works (UK) Plc (no longer approved here)

    FRN 189623

    • SMF7 Group Entity Senior Manager (1 Nov 2022 to 5 Dec 2024)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • SMF9 Chair of the Governing Body (24 Mar 2022 to 2 Sep 2024)
    • SMF12 Chair of the Remuneration Committee (24 Mar 2022 to 29 Sep 2023)
    • SMF10 Chair of the Risk Committee (21 Jul 2017 to 24 Mar 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • Director of firm who is not a certification employee or a SMF manager (2 Jan 2018 to 31 Dec 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF1 Director (1 Oct 2013 to 30 Sep 2015)
    • CF3 Chief Executive (1 Oct 2013 to 30 Sep 2015)
    • Responsible for Insurance Mediation (1 Oct 2013 to 30 Sep 2015)
    • CF29 Significant management (1 Nov 2007 to 7 Jun 2011)
    • CF19 Significant Mgt (Financial Resources) (9 May 2003 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 9 May 2003)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF1 Director (1 Oct 2013 to 17 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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