Alan Kent Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICG MANAGER LIMITED (no longer approved here)

    FRN 189955

    • [FCA CF] Client dealing (31 Jan 2024 to 11 Jun 2024)
    • [FCA CF] Significant management (31 Jan 2024 to 11 Jun 2024)
    • SMF3 Executive Director (22 Apr 2020 to 11 May 2023)
  • ICG Alternative Investment Limited (no longer approved here)

    FRN 606186

    • [FCA CF] Significant management (31 Jan 2024 to 11 Jun 2024)
    • [FCA CF] Client dealing (31 Jan 2024 to 11 Jun 2024)
    • SMF3 Executive Director (22 Apr 2020 to 11 May 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 8 Feb 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF1 Director (1 Dec 2001 to 27 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.