Alan Keith Whalley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MY POLICY LIMITED (no longer approved here)

    FRN 307350

    • SMF9 Chair of the Governing Body (8 Jul 2020 to 30 Jan 2023)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Nov 2025)
    • CF2 Non Executive Director (6 Feb 2013 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • Responsible for Insurance Mediation (1 Jan 2009 to 7 Sep 2012)
    • CF1 Director (11 Sep 2006 to 7 Sep 2012)
    • CF8 Apportionment and Oversight (11 Sep 2006 to 31 Oct 2007)
    • CF3 Chief Executive (11 Sep 2006 to 7 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

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