Alan Keith Griffiths

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • CF30 Customer (16 Oct 2014 to 8 Dec 2019)
  • Simon Mark Jones (no longer approved here)

    FRN 195225

    • (4)Employed By (20 Dec 2002 to 1 Dec 2004)
  • Sterling Independent (Norwich) (no longer approved here)

    FRN 195314

    • (2)Employed By (2 Feb 2001 to 4 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.