Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mr Alan Rogers
FRN 300430
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- Sole trader dealing with clients for which they require qualification (since 2 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 2 Mar 2021)
- Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2007)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF7 Sole Trader (31 Oct 2004 to 31 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.