Alan John Hemsworth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Oct 2021)
    • CF30 Customer (19 Aug 2013 to 8 Dec 2019)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (1 Nov 2007 to 29 Apr 2014)
    • Responsible for Insurance Mediation (14 Jan 2005 to 3 Mar 2014)
    • CF10 Compliance Oversight (6 Nov 2003 to 29 Jun 2006)
    • CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
    • CF1 Director (6 Nov 2003 to 3 Mar 2014)
    • CF24 Pension Transfer Specialist (6 Nov 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (6 Nov 2003 to 29 Jun 2006)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (4 Nov 2004 to 10 Jun 2005)
  • WP Direct Ltd (no longer approved here)

    FRN 413242

    • Employed By (4 Nov 2004 to 10 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.