Alan John Davey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Altius Capital Ltd

    FRN 588472

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 29 Apr 2016)
    • CF10 Compliance Oversight (11 Apr 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Dec 2012 to 30 Sep 2018)
    • CF1 Director (7 Dec 2012 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (8 Dec 2003 to 28 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2005)
  • London Asset Management (IFA) Limited (no longer approved here)

    FRN 172237

    • (28)Employed By (1 Dec 2001 to 28 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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