Alan James Watson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 7 Jan 2022)
    • [FCA CF] Client dealing (since 6 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 6 Jul 2020)
    • CF30 Customer (31 Oct 2016 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (2 Mar 2011 to 1 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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