Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R C Brown Investment Management Plc (no longer approved here)

    FRN 146002

    • CF28 Systems and controls (1 Nov 2007 to 6 May 2013)
    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF13 Finance (22 Mar 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 29 May 2013)
    • CF3 Chief Executive (1 Dec 2001 to 6 May 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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