Alan James Brooks

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (30 Sep 2004 to 30 Dec 2005)
    • CF22 Investment Adviser (Trainee) (9 Jun 2004 to 30 Sep 2004)
    • CF7 Sole Trader (AR) (9 Jun 2004 to 28 Oct 2005)
  • Alan Brooks (no longer approved here)

    FRN 401131

    • Employed By (9 Jun 2004 to 30 Dec 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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