Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (14)Employed By (since 30 Jul 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 30 Jul 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • National Friendly Financial Solutions Limited (no longer approved here)

    FRN 452784

    • Responsible for Insurance Mediation (6 Apr 2009 to 1 Nov 2009)
    • CF1 Director (13 Jul 2006 to 1 Nov 2009)
  • National Deposit Friendly Society Limited (no longer approved here)

    FRN 110008

    • CF1 Director (4 Aug 2005 to 1 Nov 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Nov 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Jan 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 5 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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