Alan Greatbatch

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF14 Risk Assessment (15 Sep 2003 to 5 Aug 2004)
    • CF10 Compliance Oversight (2 Jul 2003 to 30 Jun 2008)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF3 Chief Executive (16 Apr 2002 to 30 Apr 2003)
    • CF8 Apportionment and Oversight (16 Apr 2002 to 30 Apr 2003)
    • CF1 Director (1 Dec 2001 to 30 Apr 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 17 Apr 2002)
  • DEUTSCHE TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122126

    • CF10 Compliance Oversight (1 Dec 2001 to 30 Apr 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF10 Compliance Oversight (1 Dec 2001 to 17 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.