Alan Glen

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 May 2015)
    • CF30 Customer (since 20 May 2015)
  • Alan Glen Wealth Management Limited

    FRN 694940

    • (1)Employed By (since 20 May 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (13 Jun 2003 to 8 Jul 2004)
    • CF22 Investment Adviser (Trainee) (24 Jun 2002 to 13 Jun 2003)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alan Glen Wealth Management Limited

  2. controlled function added: (1)Employed By at Alan Glen Wealth Management Limited