Alan Gerald Kitchener

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aptus Wealth Limited

    FRN 630120

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 9 Mar 2026)
    • CF1 Director (AR) (7 Oct 2015 to 22 Feb 2016)
    • CF10 Compliance Oversight (1 Dec 2014 to 8 Dec 2019)
    • CF1 Director (1 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Dec 2014 to 30 Sep 2018)
  • Corvus Wealth Limited (no longer approved here)

    FRN 564063

    • Employed By (7 Oct 2015 to 26 Feb 2016)
  • Christopher Mayes (no longer approved here)

    FRN 135693

    • CF1 Director (AR) (12 Feb 2013 to 26 Mar 2015)
    • CF30 Customer (27 Dec 2012 to 26 Mar 2015)
  • Corvus Portfolio Solutions Ltd (no longer approved here)

    FRN 566043

    • Employed By (6 Dec 2011 to 11 Jan 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (24 Jun 2002 to 22 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.