Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Jan 2009 to 14 Dec 2012)
  • Alan Thomas Associates (no longer approved here)

    FRN 206464

    • Employed By (1 Dec 2001 to 15 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

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