Alan George Rushton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kellands (Hale) Limited

    FRN 193498

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 May 2002 to 31 Oct 2007)
  • Kellands (Bristol) Limited (no longer approved here)

    FRN 196145

    • CF21 Investment Adviser (27 Aug 2004 to 22 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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