Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jul 2023)
- CF30 Customer (11 Jun 2014 to 8 Dec 2019)
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- CF4 Partner (AR) (25 Mar 2011 to 24 Jan 2014)
- CF30 Customer (1 Nov 2007 to 24 Jan 2014)
- CF24 Pension Transfer Specialist (2 Apr 2007 to 31 Oct 2007)
- CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.