Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jul 2023)
    • CF30 Customer (11 Jun 2014 to 8 Dec 2019)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF4 Partner (AR) (25 Mar 2011 to 24 Jan 2014)
    • CF30 Customer (1 Nov 2007 to 24 Jan 2014)
    • CF24 Pension Transfer Specialist (2 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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