Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (1 Nov 2007 to 10 Feb 2011)
- Responsible for Insurance Mediation (14 Jan 2005 to 8 Mar 2012)
- CF11 Money Laundering Reporting (29 Jul 2002 to 9 May 2008)
- CF8 Apportionment and Oversight (29 Jul 2002 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 8 Jun 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.