Alan Edward Johnston

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Wealth Management Limited

    FRN 188596

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 1 Sep 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (26 Jan 2012 to 31 Aug 2023)
    • CF1 Director (AR) (26 Jan 2012 to 31 Aug 2023)
  • City Gate Aberdeen Ltd (no longer approved here)

    FRN 219994

    • Employed By (27 Oct 2003 to 29 Oct 2010)
  • Key Retirement Solutions Ltd (no longer approved here)

    FRN 206140

    • (37)Employed By (1 Dec 2001 to 20 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.