Alan Downie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc

    FRN 119256

    • [FCA CF] Client dealing (since 30 Sep 2024)
    • [FCA CF] Material risk taker (since 30 Sep 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (10 Oct 2022 to 16 May 2024)
    • [FCA CF] Material risk taker (26 Jan 2017 to 3 Jul 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 3 Jul 2024)
    • CF30 Customer (15 Jan 2009 to 15 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

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