Alan Doolan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 15 Sep 2025)
    • [FCA CF] Client dealing (since 6 Jun 2025)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (1 Nov 2018 to 11 Oct 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2018 to 11 Oct 2024)
    • [FCA CF] Material risk taker (1 Nov 2018 to 11 Oct 2024)
    • CF30 Customer (9 Feb 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.