Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Merlin Financial Solutions (no longer approved here)

    FRN 196975

    • (2)Employed By (1 Dec 2001 to 4 Nov 2002)
  • Thornley Groves Financial Services Limited (no longer approved here)

    FRN 181917

    • (6)Employed By (11 Apr 2000 to 23 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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