Alan David Walsh

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OWEN & EWING INSURANCE BROKERS LTD

    FRN 563485

    • SMF3 Executive Director (since 8 Aug 2024)
  • FINANCIAL AFFAIRS INSURANCE SOLUTIONS LIMITED

    FRN 924720

    • SMF3 Executive Director (since 20 Feb 2024)
  • FINANCIAL AFFAIRS WEALTH SOLUTIONS LIMITED

    FRN 606614

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 19 May 2023)
    • [FCA CF] Client dealing (since 18 May 2023)
    • [FCA CF] Functions requiring qualifications (since 18 May 2023)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (20 Sep 2011 to 30 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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