Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lombard North Central PLC (no longer approved here)

    FRN 710598

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2022)
    • CF1 Director (27 Nov 2018 to 4 Oct 2019)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (2 Apr 2018 to 31 Jan 2022)
    • [FCA CF] Material risk taker (2 Apr 2018 to 31 Jan 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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