Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Manager of certification employee (4 Jan 2021 to 3 May 2023)
    • [FCA CF] Client dealing (4 Jan 2021 to 3 May 2023)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Manager of certification employee (28 Feb 2020 to 29 Sep 2020)
    • [FCA CF] Client dealing (28 Feb 2020 to 29 Sep 2020)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Manager of certification employee (28 Feb 2020 to 29 Sep 2020)
    • [FCA CF] Client dealing (28 Feb 2020 to 29 Sep 2020)
    • CF30 Customer (22 Mar 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.