Alan Custis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lazard Asset Management Limited (no longer approved here)
FRN 121839
- [FCA CF] Material risk taker (9 Dec 2019 to 29 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Sep 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (12 Mar 2004 to 31 Oct 2007)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF27 Investment Management (2 Apr 2002 to 20 Feb 2004)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF27 Investment Management (1 Dec 2001 to 20 Feb 2004)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF27 Investment Management (1 Dec 2001 to 20 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.