Alan Connery

• North Rock Capital Management (UK) LLP

  FRN 937100

  • [FCA CF] Client dealing (since 15 Nov 2023)
• Insight Investment Management (Global) Limited (no longer approved here)

  FRN 119308

  • [FCA CF] Manager of certification employee (26 Apr 2023 to 15 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2023)
  • CF30 Customer (24 Jun 2017 to 8 Dec 2019)
• Insight Investment International Limited (no longer approved here)

  FRN 416024

  • [FCA CF] Manager of certification employee (26 Apr 2023 to 15 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2023)
  • CF30 Customer (24 Jun 2017 to 8 Dec 2019)
• AllianceBernstein Limited (no longer approved here)

  FRN 147956

  • CF30 Customer (1 Nov 2007 to 15 Aug 2016)
  • CF21 Investment Adviser (9 Aug 2006 to 31 Oct 2007)
  • CF27 Investment Management (9 Aug 2006 to 31 Oct 2007)
• Schroder Investment Management Limited (no longer approved here)

  FRN 119348

  • CF21 Investment Adviser (13 Dec 2002 to 6 Apr 2005)
• Schroder Investment Management North America Limited (no longer approved here)

  FRN 144543

  • CF21 Investment Adviser (13 Dec 2002 to 6 Apr 2005)

No changes recorded yet.