Alan Charles Ian Hames

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Client dealing (since 25 Nov 2016)
    • [FCA CF] Manager of certification employee (20 Nov 2019 to 19 Nov 2020)
    • CF30 Customer (31 Mar 2014 to 6 Mar 2016)
  • Bank of Scotland plc

    FRN 169628

    • [FCA CF] Client dealing (since 25 Nov 2016)
    • [FCA CF] Manager of certification employee (20 Nov 2019 to 19 Nov 2020)
    • CF30 Customer (31 Mar 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (19 Apr 2010 to 15 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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