Alan Brice

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (26 Jun 2015 to 29 Sep 2023)
    • CF21 Investment Adviser (25 Apr 2006 to 1 Dec 2006)
    • CF22 Investment Adviser (Trainee) (19 Aug 2004 to 25 Apr 2006)
  • Alan Brice (no longer approved here)

    FRN 772948

    • Employed By (3 Mar 2017 to 29 Sep 2023)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (26 Jun 2015 to 3 Mar 2017)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (7 Mar 2011 to 31 Mar 2017)
  • Tamar Independent Financial Advisers Ltd (no longer approved here)

    FRN 214092

    • Employed By (7 Mar 2011 to 31 Mar 2017)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (1 Nov 2005 to 1 Dec 2006)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (19 Aug 2004 to 29 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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