Alan Bodie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 14. Managing investments
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Jul 2021)
    • [FCA CF] Client dealing (since 6 Jul 2021)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (31 Jan 2019 to 10 Dec 2020)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 10 Dec 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Dec 2020)
    • CF30 Customer (18 Aug 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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