Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2023)
    • CF2 Non Executive Director (29 Sep 2016 to 25 Sep 2019)
    • SMF1 Chief Executive (since 7 Jul 2023)
    • SMF27 Partner (since 7 Jul 2023)
    • CF3 Chief Executive (1 May 2009 to 3 Oct 2019)
    • CF30 Customer (1 May 2009 to 3 Oct 2019)
    • CF4 Partner (1 May 2009 to 2 Dec 2019)
  • Franklin Templeton Investment Management Limited (no longer approved here)

    FRN 121779

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF27 Investment Management (1 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.