Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 3 Jul 2024)
    • [FCA CF] Material risk taker (since 26 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Jul 2022)
    • [FCA CF] Client dealing (since 16 Mar 2022)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 3 Jul 2024)
    • [FCA CF] Material risk taker (since 26 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Jul 2022)
    • [FCA CF] Client dealing (since 16 Mar 2022)
    • [FCA CF] Manager of certification employee (since 3 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Jul 2022)
    • [FCA CF] Material risk taker (since 26 Jul 2022)
    • [FCA CF] Client dealing (since 16 Mar 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (1 Mar 2019 to 17 Sep 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Mar 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Mar 2022)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 3 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 3 Mar 2022)
    • CF30 Customer (7 Mar 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 25 Nov 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 21 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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