Alain Roussel

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Manager of certification employee (since 27 Oct 2021)
    • [FCA CF] Client dealing (since 27 Oct 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 13 Jan 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Jan 2017)
    • CF30 Customer (12 Oct 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (28 Nov 2017 to 5 Oct 2021)
    • [FCA CF] Client dealing (30 Mar 2017 to 5 Oct 2021)
    • [FCA CF] Manager of certification employee (30 Mar 2017 to 5 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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