Alain Nsiona Kuzubula Defise

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF1 Director (AR) (since 26 Aug 2025)
- CF30 Customer (since 26 Aug 2025)
Nsiona Impact Ltd
FRN 1040129
- (2)Employed By (since 26 Aug 2025)
Pictet Asset Management Limited (no longer approved here)
FRN 181966
- [FCA CF] Client dealing (1 Feb 2020 to 30 Sep 2024)
- CF30 Customer (17 Oct 2012 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (15 Mar 2010 to 30 Jul 2012)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF30 Customer (24 Dec 2009 to 30 Jul 2012)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF30 Customer (24 Dec 2009 to 30 Jul 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.