Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF24 Chief Operations (since 9 May 2025)
    • [FCA CF] Material risk taker (1 Jan 2025 to 9 May 2025)
    • [FCA CF] Significant management (1 Jan 2025 to 9 May 2025)
    • SMF24 Chief Operations (since 9 May 2025)
    • [FCA CF] Material risk taker (1 Jan 2025 to 9 May 2025)
    • [FCA CF] Significant management (1 Jan 2025 to 9 May 2025)
    • SMF24 Chief Operations (since 9 May 2025)
    • [FCA CF] Significant management (1 Jan 2025 to 9 May 2025)
    • SMF24 Chief Operations (since 9 May 2025)
    • [FCA CF] Material risk taker (1 Jan 2025 to 9 May 2025)
    • [FCA CF] Significant management (1 Jan 2025 to 9 May 2025)
    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
    • [FCA CF] Significant management (since 1 Jan 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2025)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • SMF3 Executive Director (2 Apr 2024 to 1 Feb 2026)
    • [FCA CF] Significant management (7 Mar 2024 to 2 Apr 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2024 to 2 Apr 2024)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • SMF18 Other Overall Responsibility (2 Jun 2023 to 1 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.