Alain Kerneis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

USS Investment Management Limited
FRN 564285
- Director of firm who is not a certification employee or a SMF manager (since 24 Jan 2022)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (1 Dec 2018 to 31 Jan 2019)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (29 Sep 2014 to 31 Jan 2019)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (29 Sep 2014 to 31 Jan 2019)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (29 Sep 2014 to 31 Jan 2019)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- CF30 Customer (1 Nov 2007 to 20 Jul 2014)
- CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.