Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2021)
    • CF30 Customer (12 Apr 2011 to 6 Mar 2016)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (230)CF11 Money Laundering Reporting (22 Feb 2008 to 2 Oct 2010)
    • (228)CF30 Customer (1 Nov 2007 to 2 Oct 2010)
    • (229)CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (228)CF30 Customer at STIFEL EUROPE LIMITED

  2. controlled function added: (229)CF21 Investment Adviser at STIFEL EUROPE LIMITED

  3. controlled function added: (230)CF11 Money Laundering Reporting at STIFEL EUROPE LIMITED