Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2021)
- CF30 Customer (12 Apr 2011 to 6 Mar 2016)
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- (230)CF11 Money Laundering Reporting (22 Feb 2008 to 2 Oct 2010)
- (228)CF30 Customer (1 Nov 2007 to 2 Oct 2010)
- (229)CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (228)CF30 Customer at STIFEL EUROPE LIMITED
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controlled function added: (229)CF21 Investment Adviser at STIFEL EUROPE LIMITED
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controlled function added: (230)CF11 Money Laundering Reporting at STIFEL EUROPE LIMITED