Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 18 Mar 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jun 2020)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jan 2018 to 8 Dec 2019)
    • CF4 Partner (15 Sep 2008 to 8 Dec 2019)
    • CF30 Customer (15 Sep 2008 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF26 Customer Trading (22 Apr 2005 to 9 Aug 2005)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF26 Customer Trading (12 Dec 2002 to 18 Mar 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF26 Customer Trading (12 Dec 2002 to 18 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.