Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 10 Feb 2026)
- [FCA CF] Significant management (since 24 Sep 2024)
- [FCA CF] Algorithmic trading (since 27 Jun 2023)
- [FCA CF] Material risk taker (18 Jun 2021 to 12 Oct 2023)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 10 Feb 2026)
- [FCA CF] Significant management (since 24 Sep 2024)
- [FCA CF] Algorithmic trading (since 27 Jun 2023)
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Bank of America Europe DAC
FRN 989014
- [FCA CF] Algorithmic trading (since 19 Mar 2025)
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- CF30 Customer (11 Dec 2009 to 6 Jun 2011)
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- CF30 Customer (1 Nov 2007 to 15 Jun 2009)
- CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.