Alain Bataille

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Societe Generale (no longer approved here)
FRN 124866
- CF29 Significant management (27 Nov 2008 to 3 Apr 2009)
- CF9 EEA Investment Business Oversight (1 Dec 2001 to 5 Aug 2008)
Man Solutions Limited (no longer approved here)
FRN 185637
- CF1 Director (3 Jan 2008 to 3 Apr 2009)
Man Fund Management UK Limited (no longer approved here)
FRN 185916
- CF1 Director (3 Jan 2008 to 3 Apr 2009)
Union Bancaire Privée (UK) Limited (no longer approved here)
FRN 119250
- CF2 Non Executive Director (1 Dec 2001 to 26 Mar 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.