Alain Alev

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 29 Jan 2021)
    • [FCA CF] Manager of certification employee (13 Jul 2018 to 15 Aug 2018)
    • [PRA CF] Managing a material risk taker (13 Jul 2018 to 15 Aug 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (30 Jan 2017 to 29 Jan 2021)
    • [FCA CF] Client dealing (30 Jan 2017 to 29 Jan 2021)
    • [FCA CF] Manager of certification employee (30 Jan 2017 to 4 Oct 2019)
    • [PRA CF] Managing a material risk taker (30 Jan 2017 to 4 Oct 2019)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (20 May 2002 to 23 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.