Akshay Gupta

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Client dealing (since 24 Jul 2024)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (26 Nov 2021 to 6 Mar 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (24 Jun 2019 to 8 Nov 2021)
    • [FCA CF] Client dealing (24 Jun 2019 to 8 Nov 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (24 Jun 2019 to 8 Nov 2021)
    • [FCA CF] Manager of certification employee (24 Jun 2019 to 8 Nov 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Jan 2019 to 25 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 25 Mar 2019)
    • CF30 Customer (27 Nov 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.