Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 2 Feb 2021)
    • Director of firm who is not a certification employee or a SMF manager (4 May 2021 to 11 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (4 May 2021 to 11 Sep 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (4 Jan 2012 to 30 Sep 2018)
    • CF1 Director (4 Jan 2012 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (25 May 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 May 2016 to 8 Dec 2019)
    • (1)Employed By (since 25 Sep 2012)
    • (1)Employed By (21 Aug 2009 to 22 Aug 2012)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 May 2021)
    • CF1 Director (AR) (25 Sep 2012 to 3 May 2021)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (21 Aug 2009 to 22 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

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