Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 28 Jul 2022)
    • Responsible for Insurance Distribution (since 28 Jul 2022)
    • SMF16 Compliance Oversight (since 28 Jul 2022)
    • SMF3 Executive Director (since 28 Jul 2022)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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