Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LAUREL FINANCIAL SERVICES LTD
FRN 964121
- Responsibility for MCD Intermediation (since 28 Jul 2022)
- Responsible for Insurance Distribution (since 28 Jul 2022)
- SMF16 Compliance Oversight (since 28 Jul 2022)
- SMF3 Executive Director (since 28 Jul 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.